FSA Rules and Regulations

The post credit crunch environment created an avalanche of new rules and regulations applicable on investment firms/broker/dealers.

We assist our clients with:

what regulations are applicable to their terms of business and products marketed to their respective clients.

the relevant proposed legislation in relation OTC Derivatives Clearing and exchange traded products.

discreetly discussing issues with regulators or exchange/clearing houses.

general regulations in relation to financial services.